Compliance Update

A Compliance Update is published after each Compliance Committee meeting to inform industry participants of key decisions, overview matters considered by the Committee and give an update about initiatives and developments from the Compliance function.

Compliance Update

If you’d like to see a compliance issue included in a Compliance Update, email us your ideas.


Compliance visits

On request, a member of our team can visit an industry participant site to talk through compliance issues and build an understanding of the participant’s business.

Fact sheets

We have two factsheets on the Code and compliance with the Code:

Compliance guidelines

Our compliance guidelines outline the general principles and procedures we follow in these areas:


From time-to-time we hold forums on topical compliance issues. These are advertised through our weekly Market Brief newsletter.

Media – Market Brief

Case studies

We share case studies to provide assistance and guidance on compliance issues that are common to participants. Confidentiality issues are addressed before publication.